Gabriel Garcia

Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 09/2019
  Pershing Advisor Solutions Llc
  Jersey City, NJ
• 02/2013 → 05/2021
  E*Trade Securities Llc
  Jersey City, NJ
• 05/2021 → 05/2022
  Cresset Administrative Services Corporation
  Cranford, NJ
• 02/2013 → 09/2019
  Bny Melon, N.A.
  Jersey City, NJ
• 09/2021 → 05/2022
  Foreside Fund Services, Llc
  Cranford, NJ
• 05/2022 → Present
  Sei Investments Distribution Co.
  Oaks, PA

Previous Registrations

• 2021-07-21 → 2022-05-05
  Cresset Asset Management, Llc
  Cranford, NJ
  Chicago, IL
• 2010-08-25 → 2010-09-21
  Td Ameritrade, Inc.
  Omaha, NE
• 2010-08-31 → 2010-09-21
  Td Ameritrade Investment Management, Llc
  Richmond, VA
• 2003-01-28 → 2010-07-26
  Charles Schwab & Co., Inc.
  Englewood, CO
  Richmond, VA
  Glen Allen, VA

Exams

• S66 Uniform Combined State Law Examination
  2003-01-23
• S65 Uniform Investment Adviser Law Examination
  1994-07-12
• S63 Uniform Securities Agent State Law Examination
  1994-07-08

Other Names

• Gabe Garcia
• Gabriel Garcia
• Gabriel (None) Garcia
• Gabriel Garcia
• Gabriel (None) Garcia