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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-05-03 |
| TX | RA | APPROVED_RES | 2023-04-27 |
Branch Locations
3550 Liberty Road S Suite 230, Salem, OR 97302 • United States
45 82Nd Drive, #55, Gladstone, OR 97027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 04/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2023 | Present |
1) KATHLEEN F HINZ, PC, Salem, OR, 01/2015, President, Owner, INV REL, 12 HR/MO, 0 HR/MO Trading 2) KATHLEEN HINZ, INSURANCE, Salem, OR, 08/2006, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO, 8 HR/MO Trading 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 20 HR/MO - 15 HR/MO TRADING. 04/26/2023 4) BRAZIER, HINZ & ASSOCIATES, 3550 LIBERTY RD S, STE 230, SALEM OR 97302, 05/2011, DBA, MARKETING, NIR, 50 HR/MO - 30 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-02 |
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