Robin Ann Deflice

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → 07/2025
  Cadaret, Grant & Co., Inc.
  Bradley Beach, NJ
• 04/2002 → Present
  Deflice Financial Group
  Bradley Beach, NJ
• 07/2025 → Present
  Lpl Financial Llc
  Bradley Beach, NJ

Previous Registrations

• 2019-02-01 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Bradley Beach, NJ
  Nutley, NJ
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1- 07/2025 - DEFLICE FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading 2- 07/2025 - DEFLICE FINANCIAL GROUP - Notary - Investment Related - At Reported Business Location(s) - Start Date 05/13/2024 - 1 hour per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2019-01-23
• S65 Uniform Investment Adviser Law Examination
  1995-04-11
• S63 Uniform Securities Agent State Law Examination
  1995-03-21