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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-31 |
Branch Locations
1717 N. Laurent, Ste. 103, Victoria, TX 77901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Poc Financial Group | Houston | TX | 06/2006 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2011 | 08/2018 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2011 | 08/2018 |
| Lpl Financial Llc | Victoria | TX | 08/2018 | Present |
1) 08/27/2018 - CROSSROADS WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2008 - 160 hr/mth 2) 08/27/2018 - VICTORIA AREA ESTATE PLANNING COUNCIL - RENDER ASSISTANCE AND FEEDBACK IN COUNCIL MEETINGS - non-inv rel - Victoria, TX - start: 01/2008 - 1 hr/mth 3) 08/27/2018 - JAMES R. HENRY CLU & COMPANY - Non-Variable Insurance - inv rel - at reported business location - start: 04/1982 - 10 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-10 |
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