James Lynn Richmond

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 09/2016
  Mass Mutual
  Hummels Wharf, PA
• 09/2016 → Present
  Hornor Townsend & Kent Inc
  Horsham, PA
• 09/2016 → Present
  Penn Mutual Life Insurance Company
  Horsham, PA

Previous Registrations

• 2007-11-02 → 2016-09-13
  Msi Financial Services, Inc.
  Lewisburg, PA
  Hummels Wharf, PA

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT- | ADDRESS: 1969 SUSQUEHANNA TRAIL, STE B, HUMMELS WHARF, PA 17831 | START DATE: 2016-08-25 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: OVER 140 HOURS | APPROX TRADING HRS PER MTH: 101-140 HOURS | DESCRIPTION OF DUTIES: SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INS. CO. 2) JAME L RICHMOND, LLC | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS:208 QUARRY RD SELINSGROVE, PA 17870 | START DATE: 7/1/2019 | NATURE OF ACTIVITY: OTHER - | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: FORMED LLC TO HOLD INCOME TO TRANSFER INCOME FROM ALL SOURCES TO THE LLC. 3) THE GREATER SUSQUEHANNA VALLEY UNITED WAY | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER AD HOC MEMBER OF THE FINANCE COMMITTEE | ADDRESS: 228 ARCH ST, SUNBURY, PA 17801 | START DATE:3/18/2020 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: MEMBER OF THE FINANCE COMMITTEE : REVIEWING THE AUDITED FINANCIALS AND 990 OF THE UNITED WAY. MAIN GOAL ASSIST FINANCIAL POLICIES AND OVERSEE THE BUDGET. 4) ESTATE CONSULTANT | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PRIVATE CONTRACTOR | ADDRESS:1847FINANCIAL 1969 N. SUSQUEHANNA TRL, STE B P O BOX 341 HUMMELS WHARF, PA 17831 AND ATTORNEY'S OFFICE AT:THE LAW OFFICES OF DIEHL, DLUGE, MICHETTI & MICHETTI 1070 MARKET ST. SUNBURY, PA 17801 | START DATE: 3/22/2021 | NATURE OF ACTIVITY: WORKING WITH ATTORNEY HELPING WITH LEGAL SERVICES | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES:CONSULTANT FOR A LOCAL ATTORNEY TO COLLECT INFORMATION AND APPROPRIATE FORMS NEEDED TO SETTLE AN ESTATE FOR THE ATTORNEY. 5) WDE FINANCIAL SERVICES, LLC; POSITION: MEMBER NATURE: LIFE INSURANCE BROKERAGE INVESTMENT RELATED: YES NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 12 START DATE: 01/01/2023 ADDRESS: 1969 N. SUSQUEHANNA TRAIL, SUITE B, HUMMELS WHARF, PA 17831, UNITED STATES; DESCRIPTION: SALES AND SERVICE OF LIFE, DISABILITY INSURANCE, AND HEALTH. 6)BOARD OF DIRECTORS MEMBER | POSITION: DIRECTOR NATURE: UNION/SNYDER AGENCY ON AGING | INVESTMENT RELATED: NO | NUMBER OF HOURS: 3 | SECURITIES TRADING HOURS: 3 | START DATE: 07/01/2023 | ADDRESS: 116 NORTH 2ND. ST, LEWISBURG PA 17837, UNITED STATES | DESCRIPTION: I WILL BE A MEMBER OF THE BOARD OF DIRECTORS FOR THIS NON-PROFIT. THE AGENCY ON AGING IS IN PLACE TO PROVIDE SENIOR CITIZENS WITH HEALTH AND WELL FAIR BENEFITS THAT MOSTLY FUNDED BY STATE AND FEDERAL GOVERNMENT. AS A BOARD MEMBER I WILL BE INVOLVED IN THE DECISION MAKING PROCESS ALONG WITH OTHER BOARD MEMBERS. I WILL NOT HAVE CHECK WRITING DUTIES. 7) INSURANCE BROKERAGE | DBA: 1847FINANCIAL HUMMELS WHARF | POSITION: 1847FINANCIAL HUMMELS WHARF IS USED ON MARKETING MATERIAL TO HELP CLIENTS AND PROSPECTS KNOW THAT I AM A LOCAL OFFICE. MY OFFICE IS REGISTERED SITE. | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 160 | SECURITIES TRADING HOURS: 160 | START DATE: 07/01/2023 | ADDRESS: 1969 N. SUSQUEHANNA TRL STE, P O BOX 341, HUMMELS WHARF PA 17831 | DESCRIPTION: I AM A FINANCIAL PROFESSIONAL THAT CONDUCTS BUSINESS WITH CLIENTS AND POTENTIAL CLIENTS RELATED TO INVESTMENTS AND INSURANCE. WE ALSO DO SERVICE WORK FOR CLIENTS AS WELL.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-07-18