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Peter James Gallagher

Unified Retirement Planning Group

Briarcliff Manor, NY

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Current Employers
Unified Retirement Planning Group

59 Sunset Drive Unit 101A, Briarcliff Manor, NY 10510 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-01
TX RA APPROVED 2026-06-01
  • NY RA
    APPROVED
    Since 2026-06-01
  • TX RA
    APPROVED
    Since 2026-06-01

Branch Locations

59 Sunset Drive Unit 101A, Briarcliff Manor, NY 10510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Ossining NY 05/2007 09/2016
Unified Retirement Planning Group Briarcliff Manor NY 06/2026 Present
Commonwealth Financial Network Waltham MA 09/2016 12/2020
Commonwealth Financial Network Waltham MA 12/2020 05/2026
Unified Retirement Planning Group Briarcliff Manor NY 09/2016 05/2026
Previous Registrations
  • 2020-12-01 → 2026-06-01
    Commonwealth Financial Network
    Briarcliff Manor, NY
    Waltham, MA
    Briarcliff Manor, NY
  • 2007-05-29 → 2016-09-13
    Citigroup Global Markets Inc.
    Bedford Village, NY
    New City, NY
    Long Island City, NY
    Westlake Village, CA
    Boca Raton, FL
    Stamford, CT
    New York, NY
    Westlake Village, CA
    Ossining, NY
    Gloucester, VA
    Somers, NY
  • 2004-11-09 → 2007-05-29
    Citicorp Investment Services
    Ossining, NY
    Ossining, NY
Other Businesses

1. Fixed insurance sales, as of October, 2016, 2% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-13
S63 Uniform Securities Agent State Law Examination 1995-05-05
  • S65 Uniform Investment Adviser Law Examination
    1995-12-13
  • S63 Uniform Securities Agent State Law Examination
    1995-05-05
Designations

View on SEC IAPD

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