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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-29
PA RA APPROVED 2017-12-11
  • TX RA
    APPROVED
    Since 2024-07-29
  • PA RA
    APPROVED
    Since 2017-12-11

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1110 N. Broad Street, Lansdale, PA 19446 • United States

Comprehensive Advisors, Llc

1110 N. Broad Street, Lansdale, PA 19446 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-10-02
  • PA RA
    APPROVED
    Since 2017-10-02

Branch Locations

1110 N. Broad Street, Lansdale, PA 19446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Lansdale PA 08/2016 11/2017
Comprehensive Financial Professionals, Inc. Lansdale PA 08/2016 Present
Comprehensive Advisors, Llc Lansdale PA 08/2017 Present
Lpl Financial, Llc Lansdale PA 11/2017 Present
Private Advisor Group, Llc Lansdale PA 12/2017 Present
  • 08/2016 → 11/2017
    National Planning Corporation
    Lansdale, PA
  • 08/2016 → Present
    Comprehensive Financial Professionals, Inc.
    Lansdale, PA
  • 08/2017 → Present
    Lansdale, PA
  • 11/2017 → Present
    Lpl Financial, Llc
    Lansdale, PA
  • 12/2017 → Present
    Lansdale, PA
Previous Registrations
  • 2016-08-05 → 2017-12-05
    National Planning Corporation
    Lansdale, PA
    Los Angeles, CA
  • 2007-09-18 → 2016-08-11
    Msi Financial Services, Inc.
    Lansdale, PA
    Lansdale, PA
Other Businesses

1. 01/09/2018 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 144 Hours Per Month - Time Spent 90% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/8/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 4/11/2018 - Comprehensive Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 08/01/2017 - 2 Hours Per Month During Securities Trading - I provide investment advisory services through Comprehensive Advisors, LLC, an independent investment advisor firm. I started this business activity in 08/2017. I expect to spend approximately 2 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/11/2018 - Comprehensive Financial Professionals, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2017 - 156 Hours Per Month/127 During Securities Trading. 4. 11/18/2020 - Private Advisor Group - DBA: (Hybrid) Comprehensive Financial Professionals, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 12/01/2017 - 120 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/21/2022 - CompProp LLC - Investment Related - Lansdale PA 19446 - Real Estate Rental - Start Date - 03/01/2022 - 4 Hours Per Month/0 Hours During Securities Trading. 6. 08/16/2022- COMPREHENSIVE FINANCIAL HOLDINGS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only-Start Date- 07/31/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-19
  • S63 Uniform Securities Agent State Law Examination
    1994-07-19
Designations

View on SEC IAPD

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