Mia Elyse Wallack

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-06-30
CT	RA	APPROVED	2014-03-31

TX RA
APPROVED_RES

Since 2025-06-30
CT RA
APPROVED

Since 2014-03-31

Branch Locations

51 East Main Street, Plainville, CT 06062 • United States

377 Cromwell Avenue, Rocky Hill, CT 06067 • United States

40 Webster Square Pl, Berlin, CT 06037-2327 • United States

346 Main Street, Kensington, CT 06037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Berlin	CT	03/2014	Present
Webster Bank	Berlin	CT	03/2014	Present

03/2014 → Present

Lpl Financial Llc

Berlin, CT
03/2014 → Present

Webster Bank

Berlin, CT

Previous Registrations

2012-11-27 → 2014-03-12

Lpl Financial Llc

Wethersfield, CT

Avon, CT

Rocky Hill, CT

Hartford, CT

Hartford, CT

West Hartford, CT

Other Businesses

1. 12/15/2020 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Started 04/01/2013 - 45 Hours Per Month/35 Hours During Securities Trading. 2. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-26
S63	Uniform Securities Agent State Law Examination	2004-03-24

S66 Uniform Combined State Law Examination

2012-11-26
S63 Uniform Securities Agent State Law Examination

2004-03-24

Other Names

Mia Elyse Sobel
Mia Elyse Sobel

View on SEC IAPD