John A Carbone

Current Employers

Employment History

• 08/2011 → 11/2017
  National Planning Corporation
  Santa Monica, CA
• 10/1993 → Present
  Your Tax Ally
  New York, NY
• 11/2017 → Present
  Lpl Financial Llc
  New York, NY
• 01/2018 → Present
  Private Advisor Group, Llc
  New York, NY

Previous Registrations

• 2011-08-19 → 2017-12-05
  National Planning Corporation
  Ridgewood, NJ
  New York, NY
  Los Angeles, CA
• 2004-02-23 → 2011-04-04
  Equitable Advisors, Llc
  New York, NY
  New York, NY
  Brooklyn, NY

Other Businesses

1. 11/29/2017 - No Business Name - Investment Related - NEW YORK, NY 10004 - Non-Variable Insurance - AGENT/BROKER - Start Date 03/01/2011 - 1 Hours Per Month / 0 Hours During Trading - JOHN CARBONE; Health Insurance, Life Insurance. 2. 11/29/2017 - J CARBONE & ASSOCIATES - Investment Related - NEW YORK, NY 10004 - Tax Prep/Accounting/CPA - OWNER/MANAGING PARTNER - Start Date 10/01/1993 - 64 Hours Per Month / 20 Hours During Trading - 5% Time Spent - J CARBONE & ASSOCIATES; TAX PREPARATION. 3. 6/7/2018 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 02/06/2018 - 120 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/7/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 6/26/2018 - Private Advisor Group - DBA: (HYbrid) Strategic Asset Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/06/2018 - 120 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/27/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 7/3/2018 - Strategic Asset Services of NY LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/06/2018 - 120 Hours Per Month/60 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-09