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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-06-23 |
| OH | RA | APPROVED | 2025-04-08 |
| SD | RA | APPROVED | 2018-10-22 |
| FL | RA | APPROVED | 2018-04-25 |
| KY | RA | APPROVED | 2001-02-07 |
| IN | RA | APPROVED | 2001-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | Evansville | IN | 01/1994 | Present |
| Schroering & Schroering Inc P.C. Cpa | Newburgh | IN | 01/1987 | Present |
| Park Avenue Securities | Evansville | IN | 05/2000 | Present |
1. Schroering & Schroering, P.C., Start: 01/01/1987, Address: 6144 Knight Drive Evansville, IN 47715, 20 bus hrs per month, Not investment related, 2. INSURANCE SERVICES, Start: 08/04/1994, Address: 6144 Knight Drive Evansville, IN 47715, 1 total hours per month 1 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Durable General Power of Attorney, Start: 07/22/1993, Address: 6144 Knight Drive Evansville, IN 47715, 0 hrs per month, Not investment related, No compensation, 4) Trustee for Irrevocable Trust of Quentin and Margaret Stahl, Start Date: 10/16/1998, Address: 6144 Knight Drive Evansville, IN 47715, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 5) Virlee F. Schroering Trust U/A Dated 7/22/1993, Start Date: 7/22/1993, 2 total hours per month; 2 during securities trading hours, Investment related, No annual compensation, 6) Social Security Representative Payee, Start Date: 4/20/2021, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-14 |
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