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Kenneth J Schroering

Park Avenue Securities LLC

Evansville, IN

CRD 2499968

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-06-23
OH RA APPROVED 2025-04-08
SD RA APPROVED 2018-10-22
FL RA APPROVED 2018-04-25
KY RA APPROVED 2001-02-07
IN RA APPROVED 2001-01-02
  • WI RA
    APPROVED
    Since 2026-06-23
  • OH RA
    APPROVED
    Since 2025-04-08
  • SD RA
    APPROVED
    Since 2018-10-22
  • FL RA
    APPROVED
    Since 2018-04-25
  • KY RA
    APPROVED
    Since 2001-02-07
  • IN RA
    APPROVED
    Since 2001-01-02

Branch Locations

Evansville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Company Evansville IN 01/1994 Present
Schroering & Schroering Inc P.C. Cpa Newburgh IN 01/1987 Present
Park Avenue Securities Evansville IN 05/2000 Present
  • 01/1994 → Present
    The Guardian Life Insurance Company
    Evansville, IN
  • 01/1987 → Present
    Schroering & Schroering Inc P.C. Cpa
    Newburgh, IN
  • 05/2000 → Present
    Park Avenue Securities
    Evansville, IN
Other Businesses

1. Schroering & Schroering, P.C., Start: 01/01/1987, Address: 6144 Knight Drive Evansville, IN 47715, 20 bus hrs per month, Not investment related, 2. INSURANCE SERVICES, Start: 08/04/1994, Address: 6144 Knight Drive Evansville, IN 47715, 1 total hours per month 1 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Durable General Power of Attorney, Start: 07/22/1993, Address: 6144 Knight Drive Evansville, IN 47715, 0 hrs per month, Not investment related, No compensation, 4) Trustee for Irrevocable Trust of Quentin and Margaret Stahl, Start Date: 10/16/1998, Address: 6144 Knight Drive Evansville, IN 47715, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 5) Virlee F. Schroering Trust U/A Dated 7/22/1993, Start Date: 7/22/1993, 2 total hours per month; 2 during securities trading hours, Investment related, No annual compensation, 6) Social Security Representative Payee, Start Date: 4/20/2021, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-08
S63 Uniform Securities Agent State Law Examination 1994-06-14
  • S66 Uniform Combined State Law Examination
    2002-01-08
  • S63 Uniform Securities Agent State Law Examination
    1994-06-14
Other Names
  • Kenneth Joseph Schroering

View on SEC IAPD

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