Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| NJ | RA | APPROVED | 2009-10-09 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 10/2009 | Present |
| City National Bank | Florham Park | NJ | 09/2017 | Present |
(1) NJ HIGH SCHOOLS; ADDRESS: VARIOUS SCHOOLS ADDRESSES; BUSINESS DESCRIPTION: JIGHSCHOOL FENCING TOURNAMENTS; NOT INVESTMENT RELATED; START DATE: 12/19/2017; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; DUTIES: OFFICIATE TOURNAMENTS; HOURS DEVOTED PER MONTH: 3-6; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-28 |
Reach out to this advisor