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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-27
MD RA APPROVED 2022-12-08
  • TX RA
    APPROVED_RES
    Since 2023-06-27
  • MD RA
    APPROVED
    Since 2022-12-08

Branch Locations

Clarksburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co., Inc. Gaithersburg MD 07/1997 12/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2022 Present
Cantella & Co., Inc. Malden MA 10/2003 03/2023
  • 07/1997 → 12/2022
    Cantella & Co., Inc.
    Gaithersburg, MD
  • 12/2022 → Present
    Fairfield, IA
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2003 → 03/2023
    Cantella & Co., Inc.
    Malden, MA
Previous Registrations
  • 2003-10-30 → 2023-04-03
    Cantella & Co., Inc.
    Clarksburg, MD
    Malden, MA
    Malden, MA
Other Businesses

1) KUSKIE LLC / 11805 EMERALD GREEN DR, CLARKSBURG, MD, 07/2018, PRESIDENT, RENTAL PROPERTY, NIR, 1 HR/MO, 0 HR/MO TRADING. 2) MAG LLC / 11805 EMERALD GREEN DR, CLARKSBURG, MD, 06/2011, OWNER, RENTAL PROPERTY, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) BRYAN KUSKIE, 11805 Emerald Green Drive, Clarksburg MD 20871, 01/2025, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO - 0 HR/MO TRADING. 5) CANTELLA, Malden MA 02148, United States, 07/09/2025, Agent, DBA Name, INV REL, 0 HR/MO - 0 HR/MO TRADING. 6) BRYAN KUSKIE, 9841 Washingtonian Blvd, Suite 200, Gaithersburg MD 20878, United States, 10/15/2025, Member, Networking, NIR, 6 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-29
S63 Uniform Securities Agent State Law Examination 1995-01-17
  • S65 Uniform Investment Adviser Law Examination
    2003-10-29
  • S63 Uniform Securities Agent State Law Examination
    1995-01-17

View on SEC IAPD

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