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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-18
  • PA RA
    APPROVED
    Since 2025-07-18

Branch Locations

1251 Waterfront Place, Suite 525, Pittsburgh, PA 15222 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axios Advisory Group, Ltd. Wexford PA 02/2003 07/2025
Capfinancial Securities Raleigh NC 08/2015 09/2017
Pensionmark Securities, Llc Wexford PA 09/2017 07/2025
Newedge Securities, Llc Pittsburgh PA 07/2025 Present
Newedge Advisors New Orleans LA 07/2025 Present
Pensionmark Financial Group, Llc Dba/ Axios Advisory Group Santa Barbara CA 09/2015 07/2025
  • 02/2003 → 07/2025
    Axios Advisory Group, Ltd.
    Wexford, PA
  • 08/2015 → 09/2017
    Capfinancial Securities
    Raleigh, NC
  • 09/2017 → 07/2025
    Pensionmark Securities, Llc
    Wexford, PA
  • 07/2025 → Present
    Newedge Securities, Llc
    Pittsburgh, PA
  • 07/2025 → Present
    New Orleans, LA
  • 09/2015 → 07/2025
    Pensionmark Financial Group, Llc Dba/ Axios Advisory Group
    Santa Barbara, CA
Previous Registrations
  • 2015-09-17 → 2025-07-09
    Wexford, PA
    Lincroft, NJ
  • 2014-07-03 → 2015-09-28
    Wexford, PA
  • 2012-03-09 → 2014-06-30
    Kestra Investment Services, Llc
    Wexford, PA
    Scottsdale, AZ
    Wexford, PA
  • 2003-07-14 → 2004-11-23
    Apb Financial Group Ltd
    Wexford, PA
Other Businesses

(1) AXIOS ADVISORY GROUP LTD; INVESTMENT RELATED; 115 VIP DR, SUITE 120, WEXFORD, PA 15090; NON VARIABLE INSURANCE AND INVESTMENT ADVISORY; FINANCIAL ADVISOR/AGENT; 2/2003; 100 HRS MONTH; 90 HRS MONTH; INDIVIDUAL AND BUSINESS ADVISORY AND NON VARIABLE INSURANCE (2)AMERICAN PENSION BENEFITS; 115 VIP DRIVE, SUITE 120, WEXFORD, PA 15090; NON INVESTMENT RELATED; THIRD PARTY ADMINISTRATOR; ADVISOR; 1/2015; 10 HRS MONTH; 10 HRS MONTH 2.New Edge Advisors*Yes Invest*Pittsburgh, PA *Registered Investment Advisory*Trust Company*8/1/25*Investment Advisor*Advise and consult with clients and make investment recommendations.*15 Hrs trade/0 Non trade 3.American Trust Wealth* Yes Invest*Pittsburgh, PA *Lexington, KY *Trust Company - Advisory services*Trust Company*8/1/25*Investment Advisor*Advise and recommend investment options for clients. Solicit new clients*120 Hrs trade/0 Non trade

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-13
S63 Uniform Securities Agent State Law Examination 1994-06-27
  • S65 Uniform Investment Adviser Law Examination
    2015-05-13
  • S63 Uniform Securities Agent State Law Examination
    1994-06-27

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