Garrett William Kelley

Employer firm

Victory Capital Management Inc. CRD 106189

$283B regulatory AUM 9 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• MODEL PORTFOLIOS; RESEARCH SERVICES FOR A FEE TO CERTAIN NON-RELATED PERSONS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Victory Capital Services, Inc.
  Manhattan Beach, CA

Previous Registrations

• 2014-01-06 → 2014-08-27
  Astor Investment Management Llc
  Chicago, IL
• 2013-07-29 → 2014-01-08
  B. Riley Wealth Advisors, Inc.
  Manhattan Beach, CA
• 2013-03-08 → 2013-07-15
  Astor Asset Management Llc
  Manhattan Beach, NJ
  Chicago, IL
• 2012-10-05 → 2012-11-09
  Waddell & Reed
  Torrance, CA

Other Businesses

Employee of affiliated registered investment adviser, Victory Capital Management Inc. Since June 2021, member of the Ethics Board for Investments and Wealth Institute. Review ethics violations of CIMA, RMA, and CPWA designation holders. 1-4 hours per year.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-04
• S66 Uniform Combined State Law Examination
  2012-06-20
• S63 Uniform Securities Agent State Law Examination
  1995-04-19