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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-06 |
| NJ | RA | APPROVED | 2024-08-05 |
| PA | RA | APPROVED | 2024-08-02 |
Branch Locations
Eastampton, NJ • United States
701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054 • United States
1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2015 | 12/2017 |
| Axa | Jersey City | NJ | 10/2015 | 12/2017 |
| Cipperman Compliance Services Llc | Wayne | PA | 01/2018 | 05/2020 |
| Finra | Philadelphia | PA | 06/2020 | 03/2023 |
| Cross Current Capital | Selden | NY | 06/2023 | 06/2024 |
| Compliance Exchange Group | Hauppauge | NY | 04/2023 | 06/2024 |
| Dynamic Capital Investments | Phoenix | AZ | 07/2023 | 06/2024 |
| Aet Investment Services, Llc | Selden | NY | 09/2023 | 06/2024 |
| Janney Montgomery Scott Llc | Philadelphia | PA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-27 |
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