Best Investors Account Sign in
Inactive

Sean Edward Chaitman

Shelter Rock Management, LLC

Jericho, NY

CRD 2499707

Claim This Profile
Employer firm

Shelter Rock Management, LLC CRD 142739

$232M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Shelter Rock Management, Llc

375 North Broadway Suite 207, Jericho, NY 11753 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
NY RA APPROVED 2021-07-22
MO RA APPROVED 2010-10-25
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NY RA
    APPROVED
    Since 2021-07-22
  • MO RA
    APPROVED
    Since 2010-10-25

Branch Locations

375 North Broadway Suite 207, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shelter Rock Management, Llc Jericho NY 11/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-29
S63 Uniform Securities Agent State Law Examination 1995-09-25
  • S65 Uniform Investment Adviser Law Examination
    2006-09-29
  • S63 Uniform Securities Agent State Law Examination
    1995-09-25
Other Names
  • Sean E Chaitman

View on SEC IAPD

Nearby Firms

FIRST LONG ISLAND INVESTORS, LLC
LPL FINANCIAL LLC
UBS FINANCIAL SERVICES INC.

Nearby Investors

EDWARD CHARLES PALLESCHI
DYLAN PAUL KLEIN
ROBERT DANIEL ROSENTHAL

Nearby Offices

FIRST LONG ISLAND INVESTORS, LLC · JERICHO, NY
LPL FINANCIAL LLC · JERICHO, NY
UBS FINANCIAL SERVICES INC. · Jericho, NY

More in Jericho, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor