Philip Joseph Scrofani

Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 01/2020
  Mass Mutual Life Insurance Company
  Austin, TX
• 08/2018 → 01/2020
  Mml Investors Services
  Austin, TX
• 03/2016 → 06/2018
  Unemployed
  Austin, TX
• 01/2020 → Present
  Sanctuary Securities, Inc.
  Austin, TX
• 01/2020 → Present
  Sanctuary Advisors Llc
  Austin, TX

Previous Registrations

• 2018-09-25 → 2020-01-17
  Mml Investors Services, Llc
  Austin, TX
• 2004-09-02 → 2008-09-02
  Sage Advisory Services Ltd Co
  Austin, TX
• 1998-10-15 → 2002-10-29
  Citigroup Global Markets Inc.
  Austin, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-09-21
• S65 Uniform Investment Adviser Law Examination
  2017-05-05

Other Names

• Phil Joseph Scrofani
• Philip Joseph Scrofani
• Philip Joseph Scrofani
• Philip J Scrofani