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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-08-30 |
| TX | RA | APPROVED | 2024-08-30 |
Branch Locations
101 W Big Beaver Rd Ste 425, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Birmingham | MI | 06/2009 | 08/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2024 |
| Ameriprise Financial Services Llc | Troy | MI | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-01 |
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