Timothy Neil Howard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 09/2023
  Bank Of The West
  Omaha, NE
• 06/2012 → 09/2023
  Bancwest Investment Services
  Omaha, NE
• 11/2023 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2012-07-13 → 2023-08-24
  Bancwest Investment Services, Inc.
  Omaha, NE
• 2008-06-12 → 2011-02-11
  Qa3 Financial Llc
  Omaha, NE
• 2007-01-17 → 2008-04-08
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 2003-07-23 → 2006-10-27
  Securities America Advisors, Inc.
  Keller, TX
  Fort Worth, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-06
• S63 Uniform Securities Agent State Law Examination
  1994-08-30

Other Names

• Tim Howard