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Voya Financial Advisors, Inc. CRD 2882
$3.87B regulatory AUM 120 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2009-12-01 |
Branch Locations
One Orange Way B1S, Windsor, CT 06095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed Insurance Broker | Plymouth | MA | 09/1992 | Present |
| Voya Financial Advisors | Plymouth | MA | 09/2014 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 27 HALYARD RD; PLYMOUTH; MA; 2360; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/21/2009; 20; 10; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:AGERA ENERGY; No; 555 PLEASANTVILLE RD; BRIARCLIFF MANOR; NY; 10510; ELECTRIC/NATURAL GAS; REFERRAL PARTNER; 5/1/2016; 1; 1; REFERR COMPANIES THAT ARE SEEKING A NEW ELECTRIC/NATURAL GAS SUPPLIER.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-21 |
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