David Louis Handler

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-04-21
TX	RA	APPROVED_RES	2020-05-05
PA	RA	APPROVED	2010-09-17

MD RA
APPROVED

Since 2021-04-21
TX RA
APPROVED_RES

Since 2020-05-05
PA RA
APPROVED

Since 2010-09-17

Branch Locations

1185 Imperial Drive Suite 102, Hagerstown, MD 21740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Chambersburg	PA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Chambersburg, PA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*387495 - Hagerstown fire police association; Investment related - No; Hagerstown , Maryland; Public Safety; Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 01/2020; During business hours: 0; After business hours: 4; Check Signing/Funds Disbursements, Accounting/Bookkeeping *145- HAGERSTOWN AVIATION MUSEUM; Investment related: No; hagerstown, Maryland; Civic/Community; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2024; During business hours: 0; After business hours: 1; Fundraising, Business Development/Growth, Other

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-07-15
S65	Uniform Investment Adviser Law Examination	1994-07-15

S63 Uniform Securities Agent State Law Examination

1994-07-15
S65 Uniform Investment Adviser Law Examination

1994-07-15

View on SEC IAPD