Marsha Sue Rosenberg

Founders Financial Securities LLC

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Current Employers

Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-01-02

MD RA
APPROVED

Since 2021-01-02

Branch Locations

1020 Cromwell Bridge Rd 2Nd Floor, Towson, MD 21286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brooks Financial Group, Inc.	Towson	MD	04/2016	Present

04/2016 → Present

Brooks Financial Group, Inc.

Towson, MD

Previous Registrations

2003-04-21 → 2006-08-07

Transamerica Financial Advisors, Llc

Baltimore , MD

Towson, MD

Baltimore, MD
2002-11-22 → 2003-05-01

1St Global Advisors Inc

Bel Air, MD
2002-03-22 → 2002-11-26

Transamerica Financial Advisors, Llc

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-28
S63	Uniform Securities Agent State Law Examination	1994-08-02

S65 Uniform Investment Adviser Law Examination

1994-10-28
S63 Uniform Securities Agent State Law Examination

1994-08-02

Designations

Other Names

Marsha Sue Fisher

View on SEC IAPD

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