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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2004-04-14
  • KY RA
    APPROVED
    Since 2004-04-14

Branch Locations

Tucson, AZ • United States

3805 Wyndsong Trail, Lexington, KY 40514 • United States

Lexington, KY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lexington KY 07/2006 03/2020
Ameriprise Financial Services, Llc Lexington KY 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 3805 Wyndsong Trl, , Lexington, KY, 40514; Not Investment-Related; 05/31/2021 / This property at 3805 Wyndsong Trail, next door to my primary residence, was purchased by me and remodeled in 2022 and converted to an Ameriprise office -registered with FINRA.; 3805 Wyndsong Trail, , Lexington, KY, 40514; Not Investment-Related; 01/01/2022. Business Ownership; Geraldine Gordon and Assoc.Inc. (sub chapter s corp); ; this legal entity manages my financial planning business, pays bills and tracks expenses for my AMP practice.; 3801 Wyndsong TrailLexington KY, ,; Not Investment-Related; 01/01/2000; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Sistine Chapel Audio Book and Book; I began writing a book about the Sistine Chapel last year. Then a co-author joined me and wrote the poetry. As it turned out, it is worthy of publication. I personally paid for the contributors time and will seek to be reimbursed for my expenses if the book becomes an international seller. But the purpose of the book is to donate proceeds from royalties to the Achuar of the Amazon rainforest. We hope to publish an audio book this fall.; 3801 Wyndsong Trail, , Lexington, KY, 40514; Not Investment-Related; 09/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours / Sistine Chapel Book; The Sistine Chapel book I was writing last year was published on Audible and i tunes October 19, 2023. The copyright was donated to Maketai Inc., a non-profit that serves the needs of the Achuar tribes of the rain forest.; 3801 Wyndsong Trail, , Lexington, KY, 40514; Not Investment-Related; 10/19/2023; 0 hours per month; 0 during trading hours / website: TheNewhuman321.org; For Lenten Season 2025, we want approval to launch a 7 episode video series on Utube about Leonardo DaVinci's Last Supper, giving new insights from Geraldine Gordon about this painting, never published before. All proceeds, if any, go to the Achuar tribes of the Amazon rainforest. Geraldine Gordon will not in any way monetize the project. The name of the video series is called DaVinci's Angles. The website is: TheNewHuman321.org We plan future videos about Michelangelo and Raphael and other Renaissance painters. Production work is by Kellner Brown who is not an AMP client.; 3801 Wyndsong Trail, , Lexington, KY, 40514; Not Investment-Related; 03/05/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-08
  • S63 Uniform Securities Agent State Law Examination
    1994-09-08
Designations
Other Names
  • Geraldine Gordon

View on SEC IAPD

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