Ronald Heller Appler

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2017-04-07

MD RA
APPROVED

Since 2017-04-07

Branch Locations

Sykesville, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
H. Beck, Inc	Rockville	MD	06/2003	04/2017
Independent Financial Group	Sykesville	MD	04/2017	Present

06/2003 → 04/2017

H. Beck, Inc

Rockville, MD
04/2017 → Present

Independent Financial Group

Sykesville, MD

Previous Registrations

2004-03-01 → 2017-04-06

Grove Point Investments, Llc

Sykesville, MD

Sykesville, MD
2000-01-18 → 2002-12-31

Cbiz Financial Solutions, Inc.

Columbia, MD

Other Businesses

(1) ROCKY MOUNTAIN HIGH FINANCIAL SERVICES POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/02/2002 ADDRESS: 1161 Day Road, Sykesville MD 21784, United States DESCRIPTION: 100% OWNER OF DBA ROCKY MOUNTAIN HIGH FINANCIAL SERVICES USED FOR MARKETING PURPOSES (2) INSTRUCTOR POSITION: teacher NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/17/2015 ADDRESS: 1161 Day Road, Sykesville MD 21784, United States DESCRIPTION: SAFETY ARMS INSTRUCTOR (3) RENTAL PROPERTY POSITION: owner and property manager NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/17/2010 ADDRESS: 1161 Day Road, Sykesville MD 21784, United States DESCRIPTION: RESIDENTIAL PROPERTY RENTAL (4) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/15/1994 ADDRESS: 1161 Day Road, Sykesville MD 21784, United States DESCRIPTION: MD INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-05-08
S63	Uniform Securities Agent State Law Examination	1994-06-24

S65 Uniform Investment Adviser Law Examination

1995-05-08
S63 Uniform Securities Agent State Law Examination

1994-06-24

View on SEC IAPD