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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-09-01 |
| NE | RA | APPROVED | 2023-09-01 |
Branch Locations
11516 Nicholas Street Suite 300, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial Advisors | Omaha | NE | 03/2011 | 09/2023 |
| Osaic Wealth, Inc. | Omaha | NE | 09/2023 | Present |
1. LICENSED AS AN INDEPENDENT INSURANCE AGENT FOR THE PURPOSE OF SELLING FIXED INSURANCE PRODUCTS ANNUITIES AND LIFE INSURANCE PRODUCTS. INSURANCE PRODUCTS OFFERED ON AN AS NEEDED BASIS PER CLIENT NEEDS. THE BUSINESS IS OFFERED AT THE SAME LOCATION AS MY SECURITY BUSINESS AND DURING MY NORMAL ADVISORY SERVICES HOURS IN MEETING WITH CLIENTS. APPROXIMATELY 10-20 HOURS PER WEEK. 2. DAVID L. HUNKE - DLH WEALTH MANAGEMENT POSITION: Owner NATURE: SOLE PROPRIETORSHIP - INSURANCE SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2011 ADDRESS: 11516 Nicholas Street, Suite 300, Omaha NE 68154, United States DESCRIPTION: I maintain a personal checking account at Security National Bank in Omaha that is used to receive all commissions and fees earned from OSAIC Wealth, Inc. as well as any Insurance Carriers in which I have a selling agreement. The account is used to receive all commissions and fees generated by my day to day Financial Advisory, Securities and Insurance Business with regular payments out of the account to my LLC Checking Account OR Joint Checking Account with FirstInterstate Bank or First National Bank of Omaha, as well as any business related expenses, operating costs or fees incurred during the normal course of business. 3. THERE IS NO BUSINESS NAME POSITION: No position or title NATURE: There is no business, I inherited some farm land from my parents when they passed away and the estate was settled in 2023. I have ownership of 40 acres of farm land located in Dodge County NEI cash rent the farm to our cousins who actually farm the land. Approximate annual income generated for my share is $8,000 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: County Road I, Dodge NE 68633, United States DESCRIPTION: I am owner of 40 acres of farm land located in Dodge County in Nebraska. There is essentially no duties associated with this ownership other than communications with the individuals that actually farm the land and negotiating the annual price per acre that they pay us to cash rent/use the land. I receive semi-annual payments and I pay the annual land taxes that are due. 4. HNS FINANCIAL, LLC POSITION: Member NATURE: LLC was established in December 2024 in order to provide the means for multiple individuals to enter into a lease agreement for office space that will be moved into in the early part of 2025. All associated individuals are independent advisors with OSAIC Wealth and will be sharing an office space and sharing expenses in order to conduct their financial advisory business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/10/2024 ADDRESS: 11516 Nicholas Street, Suite 300, Omaha NE 68154, United States DESCRIPTION: Simply a member of the LLC as an advisor that is sharing office space and expenses with other OSAIC Advisors. 5. DAVID L. HUNKE POSITION: Owner - NATURE: Sole Proprietorship - Life & Annuity Insurance Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 03/10/2011 ADDRESS: 6910 Pacific Street, Suite #214, Omaha NE 68106, United States DESCRIPTION: I am a registered Financial Advisor with SagePoint Financial, in addition to the securities and investments that I offer my clients, I also will recommend fixed annuities and life insurance (term, whole life, variable) depending upon the clients needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-17 |
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