William Robert Ferrell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → Present
  Bank Of America, N.A.
  Fort Wayne, IN
• 03/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Wayne, IN

Previous Registrations

• 2011-01-03 → 2015-03-26
  Wells Fargo Clearing Services, Llc
  Duluth, MN
  Auburn, IN
  Auburn, IN
  Rushville, IN
  Duluth, MN
  Fort Wayne, IN
• 2001-04-11 → 2011-01-03
  Wells Fargo Investments, Llc
  Fort Wayne, IN
  Fort Wayne, IN
  Auburn, IN
  Fort Wayne, IN
  Ft Wayne, IN

Other Businesses

I*412637, Entity Type: Entity Charitable, Name of OBA: United Way of DeKalb County, Address: Auburn, Indiana 46706, Investment Related: N, Position, Title, Association: Finance Committee Member, Employee Start Date: 06/24/2021, No Hours: 0, No Hours during trading: 0, Duties: Help with the finance committee

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1994-09-28

Other Names

• Bill Ferrell