Robert Michael Heller

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-10-16

TX RA
APPROVED_RES

Since 2017-10-16

Branch Locations

Chandler, AZ • United States

4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States

3133 W Frye Rd Suite 101, Chandler, AZ 85226 • United States

3430 E Sunrise Dr Ste 180, Tucson, AZ 85718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Chandler	AZ	05/1994	03/2017
Massmutual Life Insurance Co	Tucson	AZ	07/2016	Present
Mml Investors Services, Llc	Tucson	AZ	03/2017	Present

05/1994 → 03/2017

Metlife Securities Inc.

Chandler, AZ
07/2016 → Present

Massmutual Life Insurance Co

Tucson, AZ
03/2017 → Present

Mml Investors Services, Llc

Tucson, AZ

Other Businesses

INDEPENDENT INSURANCE AGENT/HELLER FINANCIAL SERVICES from business address DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, P&C FOR 5HRS/WKDY ONLY SINCE 05/2009 (2) NAME: HELLER FINANCIAL SERVICES LLC INV REL: Y ADD: 4900 N. SCOTTSDALE RD. #4000 SCOTTSDALE, AZ 85251 NATURE: LLC POSITION: OWNER/MEMBER START DATE: 08/03/2016 NO HRS/MO: 160 NO/HRS MO DUR TRADING: 160 DESCRIBE DUTIES: DAY TO DAY OPERATIONS, CLIENT RELATIONSHIP & SERVICE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-07-01

S63 Uniform Securities Agent State Law Examination

1994-07-01

Other Names

Rob Heller

View on SEC IAPD