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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-25 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
Whitestone, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | East Hills | NY | 07/2016 | Present |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | Present |
| Msi Financial Services Inc | East Hills | NY | 07/2016 | 03/2017 |
(1) Name: Marc Adamek Inv rel: Y Addr: 220 Northern Blvd Suite 200 East Hills, NY 11548 Nature: Outside Insurance - Insurance Brokerage/Ind Life, Health, Group Life, Group Health Position: Sales Start 07/01/2016 No hrs/mo: 3 No hrs/mo dur trading: 3. (2) Name: Adamek Wealth Planning LLC Inv rel: Y Addr: At residential address Nature: LLC Created for Payroll, Business Expenses and Tax Purposes Position: Owner Start: 03/01/2022 No hrs/mo: 0 No hrs/mo dur trading: 0 Duties: Owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-15 |
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