Thomas Edward Katula

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 01/2018
  Invest Financial Corp.
  Tampa, FL
• 09/2009 → Present
  Marquette Bank
  Bolingbrook, IL
• 01/2018 → Present
  Cetera Investment Services Llc
  St.CLoud, MN
• 01/2018 → Present
  Cetera Investment Advisers Llc
  Bolingbrook, IL

Previous Registrations

• 2009-09-17 → 2018-01-08
  Invest Financial Corporation
  Bolingbrook, IL
  Oak Lawn, IL
  Evergreen Park, IL
• 2007-05-29 → 2009-09-22
  Citigroup Global Markets Inc.
  Chicago, IL
  Downers Grove, IL
• 2002-06-25 → 2007-05-29
  Citicorp Investment Services
  Downers Grove, IL
  Downers Grove, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-28
• S63 Uniform Securities Agent State Law Examination
  1994-07-25