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Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-19 |
| IL | RA | APPROVED | 2017-11-04 |
Branch Locations
1901 Butterfield Road, Downers Grove, IL 60515 • United States
Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 06/1993 | 11/2017 |
| Securian Financial Services, Inc. | St. Paul | MN | 05/1994 | 11/2017 |
| Gcg Financial, Llc | Hinsdale | IL | 06/1993 | Present |
| Triad Advisors, Inc. | Norcross | GA | 11/2017 | 08/2024 |
| Alera Investment Advisors, Llc | Downers Grove | IL | 11/2017 | Present |
| Osaic Wealth, Inc. | Downers Grove | IL | 08/2024 | Present |
1) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;advisor;6/1993;40 hrs/month;6.5 hrs during trading;dba 2) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;6/1993;varies;varies;provide fixed business products to clients-ltc,property casualty ins,disability insurance,group benefits 3) Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;wealth management advisor;11/1/2017;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 4) ALERA INVESTMENT ADVISORS LLC POSITION: Financial Services/ Mid-West Practice Leader NATURE: LLC for Investment Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/20/2017 ADDRESS: Three Parkway North, Ste #500, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA 5) FIXED INSURANCE POSITION: Financial Services/ Mid-West Practice Leader NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/20/2017 ADDRESS: Three Parkway North, Ste #500, Deerfield IL 60015, United States DESCRIPTION: Fixed Insurance 6) ALERA GROUP POSITION: Financial Services/ Mid-West Practice Leader NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 11/20/2017 ADDRESS: Three Parkway North, Ste #500, Deerfield IL 60015, United States DESCRIPTION: W2 employee of Alera Group
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-15 |
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