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Current Employers
Alera Investment Advisors, Llc

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-19
IL RA APPROVED 2017-11-04
  • TX RA
    APPROVED_RES
    Since 2018-04-19
  • IL RA
    APPROVED
    Since 2017-11-04

Branch Locations

1901 Butterfield Road, Downers Grove, IL 60515 • United States

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 06/1993 11/2017
Securian Financial Services, Inc. St. Paul MN 05/1994 11/2017
Gcg Financial, Llc Hinsdale IL 06/1993 Present
Triad Advisors, Inc. Norcross GA 11/2017 08/2024
Alera Investment Advisors, Llc Downers Grove IL 11/2017 Present
Osaic Wealth, Inc. Downers Grove IL 08/2024 Present
  • 06/1993 → 11/2017
    Minnesota Life Insurance Company
    St. Paul, MN
  • 05/1994 → 11/2017
    Securian Financial Services, Inc.
    St. Paul, MN
  • 06/1993 → Present
    Gcg Financial, Llc
    Hinsdale, IL
  • 11/2017 → 08/2024
    Triad Advisors, Inc.
    Norcross, GA
  • 11/2017 → Present
    Downers Grove, IL
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Downers Grove, IL
Previous Registrations
  • 2001-05-29 → 2017-11-02
    Securian Financial Services, Inc.
    Oakbrook, IL
    Downers Grove, IL
Other Businesses

1) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;advisor;6/1993;40 hrs/month;6.5 hrs during trading;dba 2) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;6/1993;varies;varies;provide fixed business products to clients-ltc,property casualty ins,disability insurance,group benefits 3) Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;wealth management advisor;11/1/2017;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 4) ALERA INVESTMENT ADVISORS LLC POSITION: Financial Services/ Mid-West Practice Leader NATURE: LLC for Investment Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/20/2017 ADDRESS: Three Parkway North, Ste #500, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA 5) FIXED INSURANCE POSITION: Financial Services/ Mid-West Practice Leader NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/20/2017 ADDRESS: Three Parkway North, Ste #500, Deerfield IL 60015, United States DESCRIPTION: Fixed Insurance 6) ALERA GROUP POSITION: Financial Services/ Mid-West Practice Leader NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 11/20/2017 ADDRESS: Three Parkway North, Ste #500, Deerfield IL 60015, United States DESCRIPTION: W2 employee of Alera Group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-10
S63 Uniform Securities Agent State Law Examination 1994-07-15
  • S66 Uniform Combined State Law Examination
    2001-04-10
  • S63 Uniform Securities Agent State Law Examination
    1994-07-15

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