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Principal Securities, Inc. CRD 1137
$17.0B regulatory AUM 1,717 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-29 |
| TX | RA | APPROVED_RES | 2021-03-08 |
Branch Locations
San Antonio, FL • United States
4830 W Kennedy Blvd Ste 550, Tampa, FL 33609 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | San Antonio | FL | 02/2003 | Present |
| Principal Life Insurance Company | San Antonio | FL | 02/2003 | Present |
| Financial Advisors Of Delaware Valley | Marlton | NJ | 09/2008 | 03/2023 |
| Finppass Financial Stewardship | San Antonio | FL | 09/2020 | Present |
***PABLO BIANCHI & ASSOCIATES, ENTITY ESTABLISHED TO PAY NON PRINCIPAL STAFF SALARY, 1/10. ***Fixed Insurance, Fixed life, fixed annuities, health, LTC, 12/19/16. ***Rental Property; Not Investment Related; ; Owner; ; Start Date: 12/01/2018; 0 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-06-24 |
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