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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-04 |
| CT | RA | APPROVED | 2018-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2018 | Present |
| Suntrust Bank | Atlanta | GA | 04/2016 | 12/2017 |
| One Conferencing | Hartford | CT | 10/2007 | 04/2018 |
| Charter Oak State College | New Britain | CT | 05/2016 | 05/2018 |
| Bank Of America, N.A. | New York | NY | 06/2018 | Present |
I*113990 For profit or not for profit: For-Profit Organization Name of outside business organization: ONE Conferencing Investment related: N Address of business: Hartford, Connecticut 06103 Nature of business: LLC, Position, title, association: , Start date of relationship: 10/1/2007 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: certified minority supplier of teleconferencing, app technology and diversity training For profit or not for profit: For Profit Name of outside business organization: Rental Property Investment related: N Address of business: Hamden, CT 06514 Nature of business: Position, title, association: , Start date of relationship: 12/05/2005 Number of hours devoted: Number of hours devoted during trading hours: 0 Duties: rental property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-27 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-03 |
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