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Current Employers
Independence Square Holdings, Llc

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-21
  • PA RA
    APPROVED
    Since 2020-01-21

Branch Locations

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc King Of Prussia PA 03/2007 Present
Private Advisor Group, Llc King Of Prussia PA 05/2012 01/2020
Independence Square Holdings, Llc King Of Prussia PA 07/2019 07/2019
Independence Square Holdings, Llc King Of Prussia PA 07/2019 Present
Independence Square Holdings, Llc King Of Prussia PA 08/2019 Present
Previous Registrations
Other Businesses

1. 04/30/2007: THE PHILADELPHIA GROUP - NON-VARIABLE INSURANCE DBA - INV REL - AT REPORTED BUSINESS LOCATION(S) - INS TYPES: FIXED ANNUITIES, HEALTH 2. 05/03/2007: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 75% OF TIME SPENT - INS TYPES: FIXED ANNUITIES, HEALTH 3. 08/11/2016: The Plan Advocate - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 150 S. Warner Rd., Suite 300, King of Prussia, PA 19406 - Started 08/04/2016 - 4 Hr/Mo; 1 Hour During Securities Trading 4. 3/6/2019 - Goose Pointe LLC - Not Investment Related - 98 Cannon Street, Chestertown, MD 21620 - Business Entity For Tax/Investment Purposes Only - Started 04/25/2019 - 15 Hours Per Month/0 Hours During Securities Trading - Food/Restaurant Sales. 5. 7/3/2019 - Independence Square Holdings, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date: 11/01/2019 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 9/24/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 1/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - Provide financial planning hourly/fixed fees. 8. 3/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/05/2020 - 5 Hours Per Month During Securities Trading. 9. 04/30/2025 - Joseph Elliott - Other - Teacher - Chestertown, MD - Not Investment Related - Start Date:5/13/2025 - 2 Hours Per Month - 0 hrs During Securities Trading. 10. 10/24/2025- ISQ Capital- Business Entity For Tax/Investment Purposes Only- INV Related- Start date 09/30/2025

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-16
  • S63 Uniform Securities Agent State Law Examination
    1995-11-16
Designations
Other Names
  • Dusty Elliott
  • Joseph Black Elliott

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