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150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-01-21 |
Branch Locations
150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | King Of Prussia | PA | 03/2007 | Present |
| Private Advisor Group, Llc | King Of Prussia | PA | 05/2012 | 01/2020 |
| Independence Square Holdings, Llc | King Of Prussia | PA | 07/2019 | 07/2019 |
| Independence Square Holdings, Llc | King Of Prussia | PA | 07/2019 | Present |
| Independence Square Holdings, Llc | King Of Prussia | PA | 08/2019 | Present |
1. 04/30/2007: THE PHILADELPHIA GROUP - NON-VARIABLE INSURANCE DBA - INV REL - AT REPORTED BUSINESS LOCATION(S) - INS TYPES: FIXED ANNUITIES, HEALTH 2. 05/03/2007: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 75% OF TIME SPENT - INS TYPES: FIXED ANNUITIES, HEALTH 3. 08/11/2016: The Plan Advocate - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 150 S. Warner Rd., Suite 300, King of Prussia, PA 19406 - Started 08/04/2016 - 4 Hr/Mo; 1 Hour During Securities Trading 4. 3/6/2019 - Goose Pointe LLC - Not Investment Related - 98 Cannon Street, Chestertown, MD 21620 - Business Entity For Tax/Investment Purposes Only - Started 04/25/2019 - 15 Hours Per Month/0 Hours During Securities Trading - Food/Restaurant Sales. 5. 7/3/2019 - Independence Square Holdings, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date: 11/01/2019 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 9/24/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 1/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - Provide financial planning hourly/fixed fees. 8. 3/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/05/2020 - 5 Hours Per Month During Securities Trading. 9. 04/30/2025 - Joseph Elliott - Other - Teacher - Chestertown, MD - Not Investment Related - Start Date:5/13/2025 - 2 Hours Per Month - 0 hrs During Securities Trading. 10. 10/24/2025- ISQ Capital- Business Entity For Tax/Investment Purposes Only- INV Related- Start date 09/30/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-11-16 |
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