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Thomas Shawn Anthony

Anthony Investment Management, LLC

Wheeling, WV

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Current Employers
Anthony Investment Management, Llc

2-22Nd Street Suite 306, Wheeling, WV 26003 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-02
PA RA APPROVED 2014-02-19
OH RA APPROVED 2013-01-02
WV RA APPROVED 2012-03-28
  • FL RA
    APPROVED
    Since 2025-07-02
  • PA RA
    APPROVED
    Since 2014-02-19
  • OH RA
    APPROVED
    Since 2013-01-02
  • WV RA
    APPROVED
    Since 2012-03-28

Branch Locations

2-22Nd Street Suite 306, Wheeling, WV 26003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Main Street Financial Services, Corp. Wheeling WV 06/2001 06/2024
Anthony Investment Management, Llc Wheeling WV 02/2012 Present
Previous Registrations
  • 2009-08-12 → 2012-03-23
    Mckinley Carter Wealth Services, Inc.
    Wheeling, WV
  • 2004-10-25 → 2009-12-01
    Anthony Financial Management, Llc
    Wheeling, WV
    Wheeling, WV
  • 2003-07-08 → 2004-12-31
    Blue Vase Securities, Llc
    Wheeling, WV
  • 2002-07-02 → 2003-06-24
    Next Financial Group, Inc.
    Wheeling, WV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-04
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S65 Uniform Investment Adviser Law Examination
    1994-08-04
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22
Other Names
  • Thomas S Anthony
  • Tom Anthony

View on SEC IAPD

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Other Investors

RUSSELL WAYNE DUNKIN
JEREMY JUSTIN LOWE
JOSHUA EARL BRAUNLICH
MICHAEL THOMPSON BARICKMAN
TIMOTHY MORGAN BIDWELL
TARINA SUE NEELY
JASON LEE MARSH
GREGORY FRANCIS MARQUART

Other Offices

FORT HENRY CAPITAL, LLC · WHEELING, WV
SECURITY CAPITAL MANAGEMENT · WHEELING, WV
AMERIPRISE FINANCIAL SERVICES, LLC · Wheeling, WV
OPTIMA TRADE & INVESTMENTS, LLC · WHEELING, WV
TRUIST ADVISORY SERVICES, INC. · WHEELING, WV
ADVISORY SERVICES NETWORK · Wheeling, WV
MML INVESTORS SERVICES, LLC · WHEELING, WV
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEELING, WV

More in Wheeling, WV

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