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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-12
MD RA APPROVED 2014-10-30
VA RA APPROVED 2014-10-30
  • TX RA
    APPROVED_RES
    Since 2022-09-12
  • MD RA
    APPROVED
    Since 2014-10-30
  • VA RA
    APPROVED
    Since 2014-10-30

Branch Locations

Sunderland, MD • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryan Dowell Sunderland MD 09/1997 Present
Kovack Securities, Inc Ft Lauderdale FL 10/2014 Present
Kovack Advisors, Inc Ft Lauderdale FL 10/2014 Present
  • 09/1997 → Present
    Bryan Dowell
    Sunderland, MD
  • 10/2014 → Present
    Kovack Securities, Inc
    Ft Lauderdale, FL
  • 10/2014 → Present
    Ft Lauderdale, FL
Previous Registrations
  • 2011-10-25 → 2014-12-31
    Resource Horizons Investment Advisory, Inc.
    Sunderland, MD
  • 2010-01-04 → 2011-10-14
    Ssn Advisory, Inc.
    Sunderland, MD
  • 2001-01-01 → 2009-12-31
    Medallion Advisory Services, Llc
    Sunderland, MD
Other Businesses

1) DOWELL FINANCIAL SERVICES - OWNER; PREPARES TAX RETURNS;SALARIED, 100HR/MONTH, SINCE 2002. 2) FIXED INSURANCE SALES - 140 DALRYMPLE RD., PO BOX 88, SUNDERLAND, MD 20689; FIXED INSURANCE; NON INVESTMENT RELATED; OWNER; INSURANCE SALES; 5% OF TIME SPENT 3) CROOKED BRANCH FARM- PO BOX 113 SUNDERLAND, MD 20689; INVESTMENT RELATED; FARM LAND RENTAL; PARTNER; 1% OF TIME SPENT. 4) CALVERT FARMLAND TRUST - POTTS POINT ROAD PRICE FREDERICK, MD 20678; PROTECT FARMS IN CALVERT COUNTY, MD; NON INVESTMENT RELATED; DIRECTOR; ATTEND MEETINGS, MANAGE INVESTMENT ACCOUNT; 1% OF TIME SPENT 5) NOTARY- 140 DALRYMPLE ROAD, SUNDERLAND, MD 20689; NON-INVESTMENT RELATED; NOTARIZE DOCUMENTS; NOTARY; 1% OF TIME SPENT. 6) DOWELL FIREARMS - PO BOX 113 SUNDERLAND, MD 20689; NON-INVESTMENT RELATED; SALES AND TRANSFERS OF FIREARMS; OWNER; 5% OF TIME SPENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-09-23
S66 Uniform Combined State Law Examination 1997-02-20
  • S63 Uniform Securities Agent State Law Examination
    2002-09-23
  • S66 Uniform Combined State Law Examination
    1997-02-20

View on SEC IAPD

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