Matthew Henry Brown

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-09-13
ME	RA	APPROVED	2006-03-24

TX RA
APPROVED_RES

Since 2017-09-13
ME RA
APPROVED

Since 2006-03-24

Branch Locations

Portland, ME • United States

Two Portland Sq Ste 700, Portland, ME 04101 • United States

Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Trevett	ME	10/2005	03/2020
Ameriprise Financial Services, Llc	Portland	ME	03/2020	Present

10/2005 → 03/2020

Ameriprise Financial Services, Inc.

Trevett, ME
03/2020 → Present

Ameriprise Financial Services, Llc

Portland, ME

Other Businesses

Business Ownership; Portland Distilling Company; Co-owner; Food and beverage sector; 135 Walton Street, Unit N, Portland, ME, 04103; Not Investment-Related; 03/31/2022; 20 to 39 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-23

S66 Uniform Combined State Law Examination

2006-03-23