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Jason James Phillips

Morgan Stanley

Wayzata, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-05
TX RA APPROVED_RES 2023-09-05
  • MN RA
    APPROVED
    Since 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-09-05

Branch Locations

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St. Paul MN 01/1994 03/2018
E*Trade Securities Llc Minneapolis MN 07/2018 11/2018
E*Trade Capital Management Llc Minneapolis MN 07/2018 11/2018
Unemployed 3202 Flag Ave N MN 04/2018 06/2018
E*Trade Securities Llc Bloomington MN 11/2018 09/2023
E*Trade Capital Management Llc Bloomington MN 11/2018 09/2023
Morgan Stanley Wayzata MN 01/2023 Present
  • 01/1994 → 03/2018
    Scottrade, Inc.
    St. Paul, MN
  • 07/2018 → 11/2018
    E*Trade Securities Llc
    Minneapolis, MN
  • 07/2018 → 11/2018
    E*Trade Capital Management Llc
    Minneapolis, MN
  • 04/2018 → 06/2018
    Unemployed
    3202 Flag Ave N, MN
  • 11/2018 → 09/2023
    E*Trade Securities Llc
    Bloomington, MN
  • 11/2018 → 09/2023
    E*Trade Capital Management Llc
    Bloomington, MN
  • 01/2023 → Present
    Morgan Stanley
    Wayzata, MN
Previous Registrations
  • 2018-07-30 → 2023-09-05
    Harrisdirect Llc
    Minneapolis, MN
    Arlington, VA
    Edina, MN
    Bloomington, MN
  • 2017-09-11 → 2018-03-07
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-11
S63 Uniform Securities Agent State Law Examination 1994-07-06
  • S66 Uniform Combined State Law Examination
    2017-09-11
  • S63 Uniform Securities Agent State Law Examination
    1994-07-06

View on SEC IAPD

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JEAN PAUL PRENEVOST
ESTELLA MORA ECKART
JESSICA ROSE HINDERMANN
Keighley J Spott
GREGORY PAUL OLSON

Other Offices

LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN
LPL FINANCIAL LLC · WAYZATA, MN

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