Lisa M Seigel

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 04/2011 → Present
  Bank Of America, N.A.
  Miami, FL

Previous Registrations

• 1997-01-03 → 2002-11-20
  Prudential Equity Group, Llc
  Miami, FL

Other Businesses

I*35790 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DAVE'S DELUXE DETAILING INVESTMENT RELATED: N ADDRESS OF BUSINESS: P.O.BOX 565542, MIAMI, FLORIDA 33256 NATURE OF BUSINESS: OTHER,AUTHORIZED TO SIGNED CHECK IF NEED IT POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AUTHORIZED TO SIGN CHECKS APOINTEE

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-31
• S63 Uniform Securities Agent State Law Examination
  1994-09-16

Other Names

• Lisa Schoenteich
• Lisa Mejias
• Lisa Mariela Wampler
• Lisa Mariela Wampler-Seigel