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Lisa Beusse Ragland

Wells Fargo Clearing Services, LLC

Dallas, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

8115 Preston Rd Ste 300 [Vb-Rbo], Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Addison TX 09/2009 Present
Wells Fargo Advisors Llc Dallas TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
  • 09/2009 → Present
    Wells Fargo Bank, N.A.
    Addison, TX
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Dallas, TX
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Dallas, TX
Previous Registrations
  • 2009-10-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Dallas, TX
    Fort Worth, TX
    Addison, TX
    Dallas, TX
  • 2009-05-13 → 2009-10-06
    Wells Fargo Clearing Services, Llc
    Addison, TX
    Charlotte, NC
    Addison, TX
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-11
S63 Uniform Securities Agent State Law Examination 2005-07-28
  • S66 Uniform Combined State Law Examination
    2009-05-11
  • S63 Uniform Securities Agent State Law Examination
    2005-07-28

View on SEC IAPD

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