Best Investors Account Sign in

Thomas Andrew Whelan

Wells Fargo Clearing Services, LLC

Brevard, NC

Davidson, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-20
NC RA APPROVED 2013-12-20
FL RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2018-12-20
  • NC RA
    APPROVED
    Since 2013-12-20
  • FL RA
    APPROVED
    Since 2008-01-01

Branch Locations

Brevard, NC • United States

130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Lauderdale FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 11/2016 Present
Previous Registrations
  • 1997-10-09 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Ft. Lauderdale, FL
    Fort Lauderdale, FL
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-04
  • S63 Uniform Securities Agent State Law Examination
    1994-08-04
Designations
Other Names
  • Thomas A Whelan

View on SEC IAPD

More in Brevard, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor