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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-12 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Utica | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2019 | Present |
1. ROMA SAUSAGE INC; 2029 BLEECKER ST UTICA NY; NOT INVESTMENT RELATED; ITALIAN DELI; APPROX 15 HRS AFTER BUSINESS; NO TIME IS DEVOTED DURING BUSINESS; ASSIST IN RECORD KEEPING ISSUE CHECKS RECEIVE DEPOSITS ISSUE INVOICES; START 09/1999 *457488- Rental Property; Investment related: Yes; Naples, Florida; Real Estate; joint owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-04 |
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