Nicholas John Goodwin

Current Employers

Employment History

• 06/2016 → Present
  Lpl Financial, Llc
  Camarillo, CA
• 06/2016 → 12/2021
  Summit Wealth Management Group, Inc.
  Camarillo, CA
• 12/2021 → 07/2026
  Mariner Independent Advisor Network, Llc
  Camarillo, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2021-12-20 → 2026-06-26
  Mariner Advisor Network
  Camarillo, CA
• 2016-07-07 → 2021-12-20
  Summit Wealth Management Group, Inc.
  Camarillo, CA
• 2011-02-24 → 2016-07-20
  Strategic Advisers Llc
  Thousand Oaks, CA
• 2006-05-25 → 2007-10-30
  Ameriprise Financial Services, Llc
  Newport Beach, CA

Other Businesses

(1) 12/09/2021 - G & D Financial, LLC - DBA: Camber Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/15/2021 - 160 Hours Per Month/100 Hours During Securities Trading. (2) 01/18/2022 - G&D Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/21/2021 - 160 Hours Per Month/8 Hours During Securities Trading. (3) 07/22/2022 - Watermark Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 06/20/2022 - 4 Hours Per Month/2 Hours During Securities Trading (4) 08/20/2024 - Monterey Bay Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/20/2024 - 5 Hours Per Month/ 1 Hour During Trading (5) 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-24

Designations