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1945 Congress Street Building A, Portland, ME 04102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-09-06 |
| ME | RA | APPROVED | 2012-05-14 |
| TX | RA | APPROVED_RES | 2012-04-11 |
| MA | RA | APPROVED | 2012-04-09 |
| NH | RA | APPROVED | 2012-04-04 |
| CT | RA | APPROVED | 1994-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clark & Stuart, Inc. | Portland | ME | 01/1994 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-18 |
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