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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Seven Hills | OH | 10/2006 | 04/2026 |
| Nylife Securities, Inc | Seven Hills | OH | 10/2006 | 04/2026 |
| Lpl Financial Llc | Marysville | OH | 04/2026 | Present |
1. 04/2026 - James R Vandre - Farm - Not Inv Related - 8 Hour(s)/Month - 0 Hour(s) During Trading - Marysville OH 43040 - OBA Start Date: 01/01/2002 2. 04/2026 - 333 Agency LLC - Non-Variable Insurance - Inv Related - 8 Hour(s)/Month - 4 Hour(s) During Trading - Marysville OH 43040 - OBA Start Date: 01/01/2022 3. 04/2026 - Notary - Notary - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Marysville OH 43040 - OBA Start Date: 02/22/1999 4. 04/2026 - Vandre Professional Properties LLC - Real Estate Rental - Inv Related - 8 Hour(s)/Month - 0 Hour(s) During Trading - Marysville OH 43040 - OBA Start Date: 06/01/2020 5. 04/2026 - 333 Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 200 Hour(s)/Month - 182 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 04/21/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-13 |
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