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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-25
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Hermosa Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. South Pasadena CA 04/1994 03/2017
Mml Investors Services, Llc Newport Beach CA 03/2017 Present
Massmutual Life Insurance Co Newport Beach CA 07/2016 Present
  • 04/1994 → 03/2017
    Metlife Securities Inc.
    South Pasadena, CA
  • 03/2017 → Present
    Newport Beach, CA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newport Beach, CA
Previous Registrations
  • 2007-06-01 → 2017-03-25
    Msi Financial Services, Inc.
    City Of Industry, CA
    Los Angeles, CA
    Brea, CA
Other Businesses

SOLE OWNER OF RENTAL REAL ESTATE HERMOSA BEACH ,CA 0 HRS INVOLVED SINCE 03/2014 (2) NAME: SALINA LO INV REL: Y ADD: RESIDENTIAL NATURE: HEALTH INSURANCE POSITION: INSURANCE AGENT START DATE 8/1/2005 NO HRS/MO: 0 N HRS/MO DUR TRADING: 0 DUTIES: INDEPENDENT INSURANCE AGENT. SALES OF INDIVIDUAL AND GROUP NON-VARIABLE MEDICAL INSURANCE PRODUCTS. SERVICE FEES AND RENEWAL COMMISSIONS FROM OTHER NON-VARIABLE INSURANCE PRODUCTS WRITTEN PRIOR TO REGISTRATION WITH MML INVESTORS SERVICES (MMLIS). ALL OTHER NEW SALES, INCLUDING "INDEXED" PRODUCTS SOLD THROUGH MMLIS OR MASSMUTUAL LIFE INSURANCE AGENCY (MMLIA) OR THEIR DESIGNATED SUCCESSORS ONLY. SALE OR SERVICE OF ANY OTHER INSURANCE PRODUCTS OUTSIDE OF THESE CHANNELS MAY BE PERMITTED ON A CASE-BY-CASE BASIS ONLY WITH PRIOR WRITTEN APPROVAL IN ADVANCE OF SOLICITATION FROM THE GENERAL AGENT/REGISTERED PRINCIPAL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-07
  • S63 Uniform Securities Agent State Law Examination
    1994-07-07
Designations
Other Names
  • Salina Lofitzpatrick
  • Chor Sai Lo
  • Salina Lo
  • Salina Chorsai Fitzpatrick

View on SEC IAPD

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