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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-17
KS RA APPROVED 2015-09-10
  • TX RA
    APPROVED
    Since 2021-06-17
  • KS RA
    APPROVED
    Since 2015-09-10

Branch Locations

11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Overland Park KS 08/2015 Present
Divorce Settlement Professionals Leawood KS 11/2015 05/2017
Benefits Design Group Overland Park KS 03/2016 Present
Principal Securities Inc Overland Park KS 03/2016 Present
  • 08/2015 → Present
    Principal Life Insurance Company
    Overland Park, KS
  • 11/2015 → 05/2017
    Divorce Settlement Professionals
    Leawood, KS
  • 03/2016 → Present
    Benefits Design Group
    Overland Park, KS
  • 03/2016 → Present
    Overland Park, KS
Previous Registrations
  • 2012-09-20 → 2015-08-25
    Waddell & Reed
    Shawnee, KS
  • 2006-03-17 → 2012-09-10
    American Century Advisory Services, Inc.
    Kansas City, MO
  • 2003-08-26 → 2004-04-30
    Country Club Financial Services, Llc
    Shawnee Mission, KS
  • 2000-12-01 → 2003-02-25
    Spectrum Wealth Advisors, Inc.
    Overland Park, KS
Other Businesses

**Next Step KC, Work in low income clients by preparing personal income tax returns, 9/11/15. ***Business West; Not Investment Related; Kansas City, KS; Past President; ; Start Date: 11/18/2020; 5 hrs per month; 5 during trading hours. ***Fixed Insurance; Investment Related; Overland Park, KS; Agent; Fixed Life, Annuity, LTC, DI, Medicare Supplements, Group Health, Individual Health; Start Date: 03/09/2016; 60 hrs per month; 60 during trading hours. BUSINESS WEST POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: PO Box 12905, Kansas City KS 66112, United States DESCRIPTION: As a board member I'll be responsible to attend board meetings and general membership meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-06
S63 Uniform Securities Agent State Law Examination 1996-09-25
  • S65 Uniform Investment Adviser Law Examination
    2000-07-06
  • S63 Uniform Securities Agent State Law Examination
    1996-09-25
Designations
Other Names
  • Donna Lynn Braathen
  • Donna Lynn Little
  • Donna Lynn Stine
  • Donna Lynn Stine
  • Donna Lynn Stine
  • Donna Lynn Little
  • Donna Lynn Braathen

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