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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-17 |
| KS | RA | APPROVED | 2015-09-10 |
Branch Locations
11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Overland Park | KS | 08/2015 | Present |
| Divorce Settlement Professionals | Leawood | KS | 11/2015 | 05/2017 |
| Benefits Design Group | Overland Park | KS | 03/2016 | Present |
| Principal Securities Inc | Overland Park | KS | 03/2016 | Present |
**Next Step KC, Work in low income clients by preparing personal income tax returns, 9/11/15. ***Business West; Not Investment Related; Kansas City, KS; Past President; ; Start Date: 11/18/2020; 5 hrs per month; 5 during trading hours. ***Fixed Insurance; Investment Related; Overland Park, KS; Agent; Fixed Life, Annuity, LTC, DI, Medicare Supplements, Group Health, Individual Health; Start Date: 03/09/2016; 60 hrs per month; 60 during trading hours. BUSINESS WEST POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: PO Box 12905, Kansas City KS 66112, United States DESCRIPTION: As a board member I'll be responsible to attend board meetings and general membership meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-25 |
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