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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-28 |
| DC | RA | APPROVED | 1995-04-15 |
| VA | RA | APPROVED | 1994-08-24 |
Branch Locations
4100 Monument Corner Drive Suite 410, Fairfax, VA 22030 • United States
Manassas, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fairfax | VA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Fairfax | VA | 03/2020 | Present |
Independent Insurance Brokering; UNUM; 08/23/1995; Disability Income. Business Ownership; OPM, Inc; Figure Head President; It is a business formed to provide office and office support services to financial advisors.; 3201 Jermantown Rd, Ste 575, , Fairfax, VA, 22030; Not Investment-Related; 05/01/2000; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-07 |
| S65 | Uniform Investment Adviser Law Examination | 1994-07-07 |
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