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Christopher Wayne Eller

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Concord, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-03-22
  • NC RA
    APPROVED
    Since 2006-03-22

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 03/2006 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 03/2006 Present
Previous Registrations
  • 2005-01-04 → 2006-02-28
    Usallianz Securities, Inc.
    Concord, NC
  • 2003-01-01 → 2004-06-09
    Bacap Distributors, Llc
    Charlotte, NC
  • 2001-08-28 → 2003-01-01
    Stephens
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-26
S63 Uniform Securities Agent State Law Examination 1994-07-14
  • S65 Uniform Investment Adviser Law Examination
    2001-06-26
  • S63 Uniform Securities Agent State Law Examination
    1994-07-14

View on SEC IAPD

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