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Nina Macginn Coyne

LPl Financial LLC

Pasadena, CA

CRD 2496408

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-06
CT RA APPROVED 2025-03-06
FL RA APPROVED 2025-03-06
MD RA APPROVED 2025-03-06
NY RA APPROVED 2025-03-06
NC RA APPROVED 2025-03-06
VA RA APPROVED 2025-03-06
  • CA RA
    APPROVED
    Since 2025-03-06
  • CT RA
    APPROVED
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • MD RA
    APPROVED
    Since 2025-03-06
  • NY RA
    APPROVED
    Since 2025-03-06
  • NC RA
    APPROVED
    Since 2025-03-06
  • VA RA
    APPROVED
    Since 2025-03-06

Branch Locations

Pasadena, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co. Pasadena CA 03/2003 01/2022
Torry Hill Financial, Inc. Pasadena CA 03/2003 Present
The Investment Center, Inc. Pasadena CA 01/2022 03/2025
Ic Advisory Services, Inc. Pasadena CA 01/2022 03/2025
Lpl Financial Llc Pasadena CA 03/2025 Present
  • 03/2003 → 01/2022
    Cadaret, Grant & Co.
    Pasadena, CA
  • 03/2003 → Present
    Torry Hill Financial, Inc.
    Pasadena, CA
  • 01/2022 → 03/2025
    The Investment Center, Inc.
    Pasadena, CA
  • 01/2022 → 03/2025
    Ic Advisory Services, Inc.
    Pasadena, CA
  • 03/2025 → Present
    Pasadena, CA
Previous Registrations
  • 2022-01-21 → 2025-03-06
    Ic Advisory Services, Inc.
    Pasadena, CA
    Bedminster, NJ
  • 2019-08-29 → 2022-01-21
    Cadaret, Grant & Co., Inc.
    Phoenix, NY
    Pasadena, CA
    Phoenix, NY
    Phoenix, NY
    Liverpool, NY
    Syracuse, NY
    Liverpool, NY
    Syracuse, NY
  • 2002-07-30 → 2003-04-04
    Jamesville, NY
Other Businesses

1. 03/06/2025- Kinneloa Estates Property Owners Association (KEPOA) HOA- Non-Profit Board Member- Not INV Related- At Reported Business Location(s)- Start date 12/15/2023- 2 Hours Per Month 2. 03/06/2025- Torry Hill Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/07/2003- 160 Hours Per Month- 160 Hours During Trading 3. 03/06/2025- Cape Coral KMA Trust- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 04/05/2016- 1 Hour Per Month- 1 Hour During Trading 4. 03/06/2025- Paseo Trust- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 04/05/2016- 1 Hour Per Month- 1 Hour During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-04
S63 Uniform Securities Agent State Law Examination 1994-06-15
  • S65 Uniform Investment Adviser Law Examination
    2021-11-04
  • S63 Uniform Securities Agent State Law Examination
    1994-06-15
Other Names
  • Nina Macginn Sander
  • Nina Macginn Sander
  • Nina Macginn Maines

View on SEC IAPD

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