Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-06 |
| CT | RA | APPROVED | 2025-03-06 |
| FL | RA | APPROVED | 2025-03-06 |
| MD | RA | APPROVED | 2025-03-06 |
| NY | RA | APPROVED | 2025-03-06 |
| NC | RA | APPROVED | 2025-03-06 |
| VA | RA | APPROVED | 2025-03-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co. | Pasadena | CA | 03/2003 | 01/2022 |
| Torry Hill Financial, Inc. | Pasadena | CA | 03/2003 | Present |
| The Investment Center, Inc. | Pasadena | CA | 01/2022 | 03/2025 |
| Ic Advisory Services, Inc. | Pasadena | CA | 01/2022 | 03/2025 |
| Lpl Financial Llc | Pasadena | CA | 03/2025 | Present |
1. 03/06/2025- Kinneloa Estates Property Owners Association (KEPOA) HOA- Non-Profit Board Member- Not INV Related- At Reported Business Location(s)- Start date 12/15/2023- 2 Hours Per Month 2. 03/06/2025- Torry Hill Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/07/2003- 160 Hours Per Month- 160 Hours During Trading 3. 03/06/2025- Cape Coral KMA Trust- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 04/05/2016- 1 Hour Per Month- 1 Hour During Trading 4. 03/06/2025- Paseo Trust- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 04/05/2016- 1 Hour Per Month- 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-15 |
Reach out to this advisor