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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-17 |
| SC | RA | APPROVED | 2026-06-17 |
Branch Locations
214 N Tryon Street 32Nd Floor, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Truist Investment Services, Inc. | Charlotte | NC | 05/2026 | Present |
| Truist Advisory Services, Inc | Charlotte | NC | 05/2026 | Present |
| Unemployed | York | SC | 12/2025 | 04/2026 |
| Symetra | Bellevue | WA | 05/2016 | 12/2018 |
| Unemployed | Maple Valley | WA | 12/2018 | 11/2019 |
| Voya Financial Advisors, Inc. | Bellevue | WA | 11/2019 | 10/2020 |
| Wells Fargo | Charlotte | NC | 04/2021 | 06/2021 |
| Avantax Investment Services, Inc. | Dallas | TX | 07/2021 | 09/2025 |
| Avantax Advisory Services | Dallas | TX | 07/2021 | 09/2025 |
| Unemployed | Ravensdale | WA | 10/2020 | 04/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2024 | 11/2025 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2024 | 11/2025 |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2023 | 11/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2024 | 11/2025 |
| Cetera Wealth Services, Llc | Dallas | TX | 09/2025 | 11/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | 11/2025 |
VINOVEST / WHISKEYVEST POSITION: Investor NATURE: Direct investment in whiskey barrels to be held in a federally regulated warehouse. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2023 ADDRESS: 1393 Kings Grove Drive, York SC 29745, United States DESCRIPTION: Investor only with one other party. Direct personal investment with no LLC, SCorp or other business structure.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-03 |
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