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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-17
SC RA APPROVED 2026-06-17
  • NC RA
    APPROVED
    Since 2026-06-17
  • SC RA
    APPROVED
    Since 2026-06-17

Branch Locations

214 N Tryon Street 32Nd Floor, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Charlotte NC 05/2026 Present
Truist Advisory Services, Inc Charlotte NC 05/2026 Present
Unemployed York SC 12/2025 04/2026
Symetra Bellevue WA 05/2016 12/2018
Unemployed Maple Valley WA 12/2018 11/2019
Voya Financial Advisors, Inc. Bellevue WA 11/2019 10/2020
Wells Fargo Charlotte NC 04/2021 06/2021
Avantax Investment Services, Inc. Dallas TX 07/2021 09/2025
Avantax Advisory Services Dallas TX 07/2021 09/2025
Unemployed Ravensdale WA 10/2020 04/2021
Cetera Investment Services Llc Saint Cloud MN 08/2024 11/2025
Cetera Financial Specialists Llc Schaumburg IL 08/2024 11/2025
Cetera Advisors Llc Greenwood Village CO 08/2023 11/2025
Cetera Wealth Services, Llc El Segundo CA 08/2024 11/2025
Cetera Wealth Services, Llc Dallas TX 09/2025 11/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 11/2025
  • 05/2026 → Present
    Truist Investment Services, Inc.
    Charlotte, NC
  • 05/2026 → Present
    Charlotte, NC
  • 12/2025 → 04/2026
    Unemployed
    York, SC
  • 05/2016 → 12/2018
    Symetra
    Bellevue, WA
  • 12/2018 → 11/2019
    Unemployed
    Maple Valley, WA
  • 11/2019 → 10/2020
    Bellevue, WA
  • 04/2021 → 06/2021
    Wells Fargo
    Charlotte, NC
  • 07/2021 → 09/2025
    Avantax Investment Services, Inc.
    Dallas, TX
  • 07/2021 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 10/2020 → 04/2021
    Unemployed
    Ravensdale, WA
  • 08/2024 → 11/2025
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2024 → 11/2025
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2023 → 11/2025
    Cetera Advisors Llc
    Greenwood Village, CO
  • 08/2024 → 11/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → 11/2025
    Cetera Wealth Services, Llc
    Dallas, TX
  • 09/2025 → 11/2025
    Schaumburg, IL
Previous Registrations
  • 2025-09-05 → 2025-11-28
    York, SC
    Dallas, TX
    Dallas, TX
  • 2021-07-13 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    York, SC
  • 2020-02-06 → 2020-10-26
    Bellevue, WA
  • 2002-09-04 → 2008-03-20
    Osaic Fa, Inc.
    Hartford, CT
    Hartford, CT
Other Businesses

VINOVEST / WHISKEYVEST POSITION: Investor NATURE: Direct investment in whiskey barrels to be held in a federally regulated warehouse. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2023 ADDRESS: 1393 Kings Grove Drive, York SC 29745, United States DESCRIPTION: Investor only with one other party. Direct personal investment with no LLC, SCorp or other business structure.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-03
  • S66 Uniform Combined State Law Examination
    2020-02-03
Other Names
  • Stephen Francis Selby
  • Stephen Selby

View on SEC IAPD

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